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Comprehensive Compliance Solutions

Ensuring full regulatory compliance for financial institutions with unmatched expertise and proactive risk management.

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Safeguarding Your Financial Institution with

Proven Compliance Strategies

Our goal is to safeguard your financial institution with proven compliance strategies. In today’s complex regulatory landscape, compliance is more critical than ever. At Myrias Financial, we partner with financial institutions to create robust, compliant investment programs. With over 30 years of experience and a deep understanding of FDIC, NCUA, FINRA, SEC, and DOL regulations, we take on the responsibility of program management, risk management, and compliance, so you can focus on serving your clients with confidence

Expertise in Navigating Regulatory Challenges

Avoidance of risk starts with a solid compliance foundation. Myrias Financial, in collaboration with Osaic Institutions, Inc., is committed to protecting your financial institution from the ever-evolving regulatory challenges. As an Office of Supervisory Jurisdiction (OSJ) for Osaic Institutions, we leverage our founders' extensive experience as former Chief Compliance Officers and our cutting-edge compliance systems to ensure your institution meets all regulatory requirements. We keep your advisors informed and compliant, allowing your investment programs to thrive without the worry of regulatory pitfalls.

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Empowering Your Program Through Compliance

Empowering Your Program Through Compliance

Compliance shouldn't be a barrier to your institution’s growth. Myrias Financial, supported by Osaic Institutions, stays at the forefront of technology and regulatory changes, ensuring your investment program is not only compliant but also enabled to succeed. We handle the complexities of compliance so that your advisors can focus on what they do best—serving your clients. With us as your partner, you gain the confidence that your program is protected, educated, and poised for growth.

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© 2018-2024 Copyright. All Rights Reserved.

 

Myrias Financial Management

P.O. Box 12024

Kansas City, KS 66112

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Investment and insurance products and services are offered through Osaic Institutions, Inc..  Member FINRA/SIPC.  Products and services made available through Osaic Institutions are not insured by the FDIC/NCUA or any other agency of the United States and are not deposits or obligations of nor guaranteed or insured by any bank or credit union.  These products are subject to investment risk, including the possible loss of value.

Senior Plan Resources, LLC is a wholly owned subsidiary of Myrias Financial Management, Inc. Neither Myrias Financial or Senior Plan Resources are affiliated with Osaic Institutions, Inc.

 

Osaic Insitutions, Myrias Financial, and Senior Plan Resources do not provide tax or legal advice.

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